Legal articles

SEC Filing Requirements: A Reg CF Investor Guide

Understanding SEC filing requirements is essential for anyone participating in Regulation CF offerings. These requirements exist to protect investors by ensuring companies provide accurate, complete information before soliciting investments. What Is Regulation CF? Regulation CF, also known as crowdfunding, allows startups and small businesses to raise up to $5 million [more]

By |2026-03-06T13:26:29-05:00March 6, 2026|Comments Off on SEC Filing Requirements: A Reg CF Investor Guide

Regulation Crowdfunding in 2026: What Investors and Sponsors Need to Know

The regulation crowdfunding landscape looks very different in 2026. The SEC adopted Regulation Crowdfunding (Reg CF) rules under Title III of the JOBS Act. Since then, the market has grown rapidly. What started as a tool for small startup raises now powers major real estate projects and syndications. Annual raise [more]

By |2026-02-27T15:13:14-05:00February 27, 2026|Comments Off on Regulation Crowdfunding in 2026: What Investors and Sponsors Need to Know

Crowdfunding Securities Laws: What Issuers Should Know

If you're a seasoned entrepreneur or a startup owner, you know the importance of acquiring the right funding to propel your venture forward. Crowdfunding has emerged as an incredibly valuable tool for businesses of all sizes. Today, I'd like to share some insights about a critical element in crowdfunding [more]

By |2026-09-09T19:35:07-04:00May 23, 2023|Comments Off on Crowdfunding Securities Laws: What Issuers Should Know

Two Ways to Advertise Real Estate Offerings Within Securities Rules

Real estate sponsors often advertise real estate offerings to the public to obtain new investors. Yet, 87% of the people seeing their ads cannot legally invest because they need to be accredited. The Problem: Advertising to Everyone Yet Only 13% Can Invest An accredited investor must meet specific financial qualifications, [more]

By |2026-09-09T19:35:11-04:00January 20, 2023|Comments Off on Two Ways to Advertise Real Estate Offerings Within Securities Rules

Bias and Time Constraints in Legal Recommendations: What Clients Need to Know

In their legal recommendations it is not uncommon for real estate syndication attorneys, amongst others, to suggest only one course of action, even if there may be other legal avenues that could be more appropriate for a given situation. There are several reasons why this may occur. One reason is [more]

By |2026-08-25T09:43:50-04:00December 29, 2022|Comments Off on Bias and Time Constraints in Legal Recommendations: What Clients Need to Know

What is the Legal Definition of a Security?

The legal definition of a security is a financial instrument that represents ownership or a financial obligation. Securities are used to raise capital and facilitate the buying and selling of assets, and they are regulated by government agencies to protect investors. The U.S. Securities and Exchange Commission (SEC) defines a [more]

By |2022-12-21T08:09:38-05:00November 21, 2022|Comments Off on What is the Legal Definition of a Security?